Sole practitioner

In the field of law, a sole practitioner or solo practitioner is a lawyer who practices independently, in a law firm that may include non-lawyer support personnel but does not include any other lawyers.[1]

United Kingdom

A sole practitioner (UK) usually refers to either;

  • A solicitor or registered European lawyer who is regulated (in England and Wales) by the Solicitors Regulation Authority (SRA) to provide paid-for legal services to the public alone and unattached to a law firm or organisation,[2] or
  • a non SRA regulated lawyer who provides legal services alone outside of an organisation and is regulated by an authorised and legally recognised regulatory board or organisation.

SRA regulated sole practitioners do not include the following lawyers, who may also work alone or as a sole lawyer with an organisation:

  • A regulated lawyer who works for a non-legal company or organisation, save for specific purposes under the SRA's regulations.[3]
  • Professional qualified and recognised barristers who are regulated by the Bar Standards Board.[4]
  • Lawyers who have achieved their professional qualification through the Chartered Institute of Legal Executives (CILEx).[5]
  • Lawyers who are may be qualified and permitted to practice a specific area of law by through a separate regulator, such as the Office of the Immigration Services Commissioner (for non-solicitor/barrister immigration lawyers)[6] or insolvency practitioners, who are regulated by The Insolvency Service.[7]

The above lawyers may also practice law and provide legal services alone subject to their specific regulators requirements, rules and any authorisation processes. For example, CILEx publish guidance and rules that apply to qualified Legal Executives who provide legal services alone.[8]

A sole practitioner would most likely be a sole trader under UK law, meaning that the lawyer is self-employed and would run the business as an individual, paying income tax on profits.[9]

As of 25 May 2016, solicitor sole practitioners are regulated under rule 10 of the SRA's handbook, which provides that subject to specific exceptions, regulated lawyers cannot set up their own law practice and provide legal services as a sole practitioner unless they have applied for and gained authorisation to do so from the SRA.[10]

Authorised sole practitioner law practices, known as "recognised sole practices" are recognised and authorised separately by the SRA from regulated Partnership and Company legal service structures. [11]

Sole practitioners in the U.K. are required to provide information on their website and on their engagement letters which clearly identifies who authorises and regulates their service, and their authorisation or professional identification number which can be checked with their regulator.[12]

See also
See also: Law Practice Management, Lawyer, Law firm, and Law Practice Manager

References
  1. Gibson, K. William (2014). Flying Solo: A Survival Guide for the Solo and Small Firm Lawyer. American Bar Association. ISBN 1614388148. Retrieved 6 December 2017.
  2. "Sole practitioners". www.sra.org.uk. Solicitors Regulation Authority. Retrieved 25 May 2016.
  3. "SRA Handbook Glossary". www.sra.org.uk. Solicitors Regulation Authority. Retrieved 25 May 2016.
  4. "Bar Standards Board". Bar Standards Board. Retrieved 25 May 2016.
  5. "The Chartered Institute of Legal Executives". The Chartered Institute of Legal Executives. Retrieved 25 May 2016.
  6. "Office of the Immigration Service Commissioner". www.gov.uk. The UK Government. Retrieved 25 May 2016.
  7. "The Insolvency Service". www.gov.uk. The UK Government. Retrieved 25 May 2016.
  8. "The Start Up Guide" (PDF). www.cilex.org. The Chartered Institute of Legal Executives. Retrieved 25 May 2016.
  9. "Choose a legal structure for your business". www.gov.uk. UK Government. Retrieved 25 May 2016.
  10. "The SRA Handbook, Rule 10: sole practitioners". www.sra.org.uk. The Solicitors Regulation Authority. Retrieved 25 May 2016.
  11. "SRA Handbook Glossary". www.sra.org.uk. Solicitors Regulation Authority. Retrieved 25 May 2016.
  12. "Chapter 8: Publicity". Solicitors Regulation Authority. Retrieved 6 December 2017.
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